証券アナリスト(CMA) 国際公認投資アナリスト(CIIA) CFA PE

目指せ!証券アナリスト資格(CMA)、国際公認投資アナリスト(CIIA)、CFA、技術士(経営工学部門・金融工学)

不正と規則違反

2008-05-17 | CFA
不正と規則違反のページにgoo辞書の栞をつけました。
ここには、協会規則および細則、手続規則、職業行為規則へのリンクがあります。受験申込や受験票受取の際に「I agree」ボタンを押すと、これらリンク先の書類に書いてあることにも同意したことになるのでしょうか。おいそれと「I agree」するわけにはいかない。

Misconduct and Rules Violations

If you engage in any misconduct during the exam, you may be dismissed from the test center and subject to other penalties, including voiding of exam results and suspension or termination of your candidacy in the CFA Program.

Misconduct includes:

  • Creating a disturbance
  • Giving or receiving help
  • Opening, working on, or reading the exam during a time not authorized by the testing personnel
  • Writing or erasing after instructed to stop
  • Removing exam materials or notes from the testing room
  • Taking part in an act of impersonation or other forms of cheating
  • Failing to follow the directions of testing personnel
  • Using books, unapproved calculators, headsets, rulers, listening devices, paging devices (beepers), mobile and cellular phones, recording or photographic devices, papers of any kind, or other aids
  • Writing on the front or back of your exam admission ticket at any time (before, during, or after the exam)
  • Failing to follow CFA Institute conditions, requirements, policies, or procedures

    Candidates are "covered persons" under CFA Institute Bylaws (PDF) and the Rules of Procedure for Proceedings Related to Professional Conduct (Rules of Procedure) (PDF).Therefore, any proceeding/investigation of a candidate's alleged misconduct is considered a professional conduct matter.


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    証券アナリスト (証券アナリスト)
    2011-02-07 14:03:36
    更新楽しみにしています。

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